DISCIPLINED PERSONS LIST

Name Pessl, Tatjana
Date of Order or Settlement August 24, 1993
Banned Until February 24, 1997
Sanction

12-month trading ban with conditions

42-month director/officer ban

Payment Agreed / Ordered $3,500
Violation

Misrepresentations

Unregistered distribution

Filing of inaccurate insider reports

Failure to act in the best interest of the issuers

Failure to fulfill the duties and responsibilities of a director

Ruling Body BCSC
Supporting Documents Settlement/Order New window
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