DISCIPLINED PERSONS LIST
[Print]
| Name | Phillips, Steven |
|---|---|
| Date of Order or Settlement | July 21, 1998 |
| Banned Until | July 21, 2008 |
| Sanction |
10-year trading ban 10-year director/officer ban |
| Violation |
Misrepresentation Unregistered trading |
| Ruling Body | BCSC |
| Supporting Documents |
Decision/Order - July 21, 1998 
Amended Temporary Order - April 2, 1998
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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