DISCIPLINED PERSONS LIST

Name Phillips, Steven
Date of Order or Settlement July 21, 1998
Banned Until July 21, 2008
Sanction

10-year trading ban

10-year director/officer ban

Violation

Misrepresentation

Unregistered trading

Ruling Body BCSC
Supporting Documents Decision/Order - July 21, 1998  New window

Amended Temporary Order - April 2, 1998 New window

Temporary Order - April 2, 1998 New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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