Disciplined List
Pinchin, Weldon McKenzie
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Date of Order or Settlement:
1992-11-17
Sanction:
- An undertaking to comply with the Securities Act. Securities Regulation and the policies established by the BCSC
Supporting Documents:
Violation:
- Acting as a mutual fund salesperson without the necessary registration
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 in costs