DISCIPLINED PERSONS LIST

Name Plumacher, Edward John
Date of Order or Settlement January 26, 1998
Banned Until January 26, 2006
Sanction

8-year trading ban (BCSC)

8-year director/officer ban with conditions (BCSC)

8-year investor relations ban (BCSC)

Payment Agreed / Ordered $5,000 (BCSC)
Violation

Failure to file insider reports (BCSC)

Misrepresentation (BCSC)

Unauthorized margin trading (AMEX)

Unauthorized stock and options trading (AMEX)

Filing false information (AMEX)

Churning client accounts (AMEX)

Ruling Body BCSC, American Stock Exchange (AMEX)
Supporting Documents Settlement/Order  New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.