Disciplined List
Bains, Malkeet Singh
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Date of Order or Settlement:
2012-05-23 -
Banned Until:
2037-05-23
Sanction:
- 25-year trading ban with conditions
- 25-year ban from acting as, a director or officer of any issuer
- 25-year ban from becoming or acting as a promoter
- 25-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
- 25-year investor relations ban
Supporting Documents:
Violation:
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Creating a misleading appearance of trading activity
Ruling Body:
BCSCPayment Agreed/Ordered:
$125,000