DISCIPLINED PERSONS LIST
[Print]
| Name | Rak, Jerome John |
|---|---|
| Date of Order or Settlement | December 8, 2011 |
| Date of Prior Decision or Settlement | 1988-11-25 |
| Banned Until | December 8, 2021 |
| Sanction |
10-year trading ban with conditions (2011) 5-year director/officer ban (2011) 8-year trading ban (1988) 8-year director/officer ban (1988) |
| Payment Agreed / Ordered |
$79,429 (2011) $13,476.30 in costs (1988) |
| Violation |
Insider trading (2011) Failure to disclose material facts (1988) Failure to file insider reports (1988) Misrepresentation (1988) Illegal distribution (1988) Failure to fulfill the duties and responsibilities of a director (1988) |
| Ruling Body | BCSC |
| Supporting Documents |
News Release - December 9, 2011
Settlement/Order - December 8, 2011 |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.