DISCIPLINED PERSONS LIST

Name Rak, Jerome John
Date of Order or Settlement December 8, 2011
Date of Prior Decision or Settlement 1988-11-25
Banned Until December 8, 2021
Sanction

10-year trading ban with conditions (2011)

5-year director/officer ban (2011)

8-year trading ban (1988)

8-year director/officer ban (1988)

Payment Agreed / Ordered

$79,429 (2011)

$13,476.30 in costs (1988)

Violation

Insider trading (2011)

Failure to disclose material facts (1988)

Failure to file insider reports (1988)

Misrepresentation (1988)

Illegal distribution (1988)

Failure to fulfill the duties and responsibilities of a director (1988)

Ruling Body BCSC
Supporting Documents

News Release - December 9, 2011

Settlement/Order - December 8, 2011New window

Decision on Costs - August 12, 1992  New window

Decision/Order - November 25, 1988 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.