Disciplined List
Rast, Wilfred Lorne
-
Date of Order or Settlement:
2003-09-05 -
Banned Until:
2033-09-05
Sanction:
- 30-year trading ban with conditions
- 30-year denial of excemptions
- 30-year director/officer ban
- 30-year investor relations ban
- Permanently banned from registering under the Securities Act
Supporting Documents:
Violation:
- Fraud
- Failure to deal honestly, fairly and in good faith with clients
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$200,000