Disciplined List
Rhodes, Edward
-
Date of Order or Settlement:
1996-02-15 -
Banned Until:
1996-08-15
Sanction:
- 6-month trading ban
- 6-month director/officer ban with conditions
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,500 plus $1,457 in costs plus $150 in late filing fees