DISCIPLINED PERSONS LIST
[Print]
| Name | Rhodes, Edward |
|---|---|
| Date of Order or Settlement | February 15, 1996 |
| Banned Until | August 15, 1996 |
| Sanction |
6-month trading ban 6-month director/officer ban with conditions |
| Payment Agreed / Ordered |
$1,500 plus $1,457 in costs plus $150 in late filing fees |
| Violation | Failure to file insider reports |
| Ruling Body | BCSC |
| Supporting Documents |
Decision on Costs - September 9, 1996 |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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