Disciplined List
Roeder, John Walter Scott
-
Date of Order or Settlement:
1995-04-04 -
Banned Until:
2012-04-04
Sanction:
- 17-year trading ban
- 17-year director/officer ban
Supporting Documents:
Violation:
- Failure to fulfill the duties and responsibilities of a director
- Failure to disclose material facts
- Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$49,879.18 in costs