DISCIPLINED PERSONS LIST

Name Ross, Nicholas Michael
Date of Order or Settlement February 6, 1995
Banned Until November 6, 1995
Sanction

3-year trading ban (beginning on November 6, 1992)

3-year director/officer ban (beginning on November 6, 1992)

Payment Agreed / Ordered $5,000
Violation Unregistered distribution
Ruling Body BCSC
Supporting Documents Settlement/Order New window
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