DISCIPLINED PERSONS LIST
[Print]
| Name | Ross, Nicholas Michael |
|---|---|
| Date of Order or Settlement | February 6, 1995 |
| Banned Until | November 6, 1995 |
| Sanction |
3-year trading ban (beginning on November 6, 1992) 3-year director/officer ban (beginning on November 6, 1992) |
| Payment Agreed / Ordered | $5,000 |
| Violation | Unregistered distribution |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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