DISCIPLINED PERSONS LIST

Name Dowling, Michael John
Date of Order or Settlement May 6, 2002
Banned Until May 6, 2007
Sanction

5-year director/officer ban with conditions

2-year investor relations ban

An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations

Violation Unregistered distribution
Ruling Body BCSC
Supporting Documents

Settlement/Order New window

News Release
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.