Disciplined List
Faulkner, Harry Claude
-
Date of Order or Settlement:
1994-05-27 -
Banned Until:
2009-05-27
Sanction:
- 15-year trading ban
- 15-year director/officer ban
Supporting Documents:
Violation:
- Misappropriation
- Failure to disclose material changes
- Insider trading
- Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
Costs