Disciplined List
Fisher, Daniel William
-
Date of Order or Settlement:
1998-09-18 -
Banned Until:
2013-09-18
Sanction:
- 15-year trading ban
- 15-year director/officer ban with conditions
- 15-year investors relations ban
Supporting Documents:
Violation:
- Unregistered distribution
- Misrepresentation
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000 plus costs