DISCIPLINED PERSONS LIST
[Print]
| Name | Shaw, Michael James |
|---|---|
| Date of Order or Settlement | February 16, 1999 |
| Banned Until | February 16, 2000 |
| Sanction |
1-year trading ban An undertaking to comply fully with the Securities Act, Securities Rules and all applicable regulations, policies and guidelines |
| Violation | Unregistered trading |
| Ruling Body | BCSC |
| Supporting Documents |
Notice of Hearing 
|
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