DISCIPLINED PERSONS LIST
[Print]
| Name | Foerster, Bruce Russell |
|---|---|
| Date of Order or Settlement | May 2, 1997 |
| Banned Until | May 2, 2012 |
| Sanction |
15-year trading ban 15-year director/officer ban with conditions 15-year investor relations ban |
| Payment Agreed / Ordered | $50,000 plus costs |
| Violation |
Failure to comply with "Know Your Client" rule Failure to disclose material facts Failure to deliver an offering memorandum Prohibited representations Unregistered distribution |
| Ruling Body | BCSC |
| Supporting Documents |
Decision/Order 
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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