Disciplined List
Sullivan II, Myron (aka Fred Myron George Sullivan)
-
Date of Order or Settlement:
2012-12-13
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
- Misrepresentations
- Fraud
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,739,225 in disgorgement and a $700,000 administrative penalty