Disciplined List
Simon, Sybille Anita
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Date of Order or Settlement:
2002-05-21 -
Banned Until:
2012-05-21
Sanction:
- 10-year trading ban with conditions
- 10-year denial of exemptions with conditions
- 10-year director/ban with conditions
- 10-year investor relations ban with conditions
Supporting Documents:
Violation:
- Fraud
- Unregistered trading
- Unregistered distribution
- Unregistered advising
- Misrepresentations