Disciplined List
Simons, Montague
-
Date of Order or Settlement:
1989-12-19 -
Banned Until:
2001-12-19
Sanction:
- 12-year trading ban
- 12-year director/officer ban
Supporting Documents:
Violation:
- Misrepresentations
- Failure to provide "full, true and plain disclosure" of material facts
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
Costs