DISCIPLINED PERSONS LIST
[Print]
| Name | Sivertson, Ralph A. |
|---|---|
| Date of Order or Settlement | January 25, 2000 |
| Banned Until | January 25, 2015 |
| Sanction |
15-year trading ban 15-year director officer ban 15-year investor relations ban |
| Payment Agreed / Ordered | $9,000 plus $5,000 in costs |
| Violation |
Failure to fulfill the duties and responsibilities of a director Acting contrary to the public interest Unregistered distribution Unregistered trading |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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