DISCIPLINED PERSONS LIST
[Print]
| Name | Speiss, Richard Thomas |
|---|---|
| Date of Order or Settlement | March 26, 1992 |
| Banned Until | June 26, 1992 |
| Sanction | 3-month trading ban |
| Payment Agreed / Ordered | $500 |
| Violation |
Failure to file insider reports Engaging in unfair trading practices |
| Ruling Body | BCSC |
| Supporting Documents |
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