Disciplined List
Stanhiser, Gary
-
Date of Order or Settlement:
2000-03-20
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent investor relations ban
Supporting Documents:
- Decision on Costs October 13, 2000
- Related News Release - July 20, 2000 Related Settlement/Order - July 18, 2000
- Related News Release - June 29, 2000
- Related Settlement/Order - June 28, 2000
- News Release - March 21, 2000
- Decision/Order - March 20, 2000
- News Release - April 29, 1999
- Decision - Findings - April 28, 1999 Notice of Hearing - September 10, 1998
Violation:
- Fraud
- Unregistered advising
- Unregistered trading
- Unregistered distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$100,000 plus $105,000 in costs