Disciplined List
Steffensen, Gunter
-
Date of Order or Settlement:
2000-02-25 -
Banned Until:
2003-02-25
Sanction:
- 3-year trading ban with conditions
- 3-year director/officer ban with conditions
- An undertaking to comply fully with the Securities Act and Securities Rules
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 plus $1,000 in costs