DISCIPLINED PERSONS LIST

Name Stickley, Douglas Russell
Date of Order or Settlement April 24, 1998
Banned Until May 1, 2000
Sanction

4-month ban from selling mutual funds with conditions

2 years of close supervision

Payment Agreed / Ordered $5,000
Violation

Failure to act in the client's best interest

Misrepresentations

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release - April 27, 1998

Settlement/Order - April 24, 1998 New window

Decision on Application - March 2, 1998 New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.