DISCIPLINED PERSONS LIST
[Print]
| Name | Stickley, Douglas Russell |
|---|---|
| Date of Order or Settlement | April 24, 1998 |
| Banned Until | May 1, 2000 |
| Sanction |
4-month ban from selling mutual funds with conditions 2 years of close supervision |
| Payment Agreed / Ordered | $5,000 |
| Violation |
Failure to act in the client's best interest Misrepresentations Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order - April 24, 1998 
|
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