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Enforcement

Disciplined List

Stojak, Patrick Thomas

  • Date of Order or Settlement:

    2004-06-17

  • Banned Until:

    2007-06-17

Sanction:

  • 3-year trading ban with conditions
  • 3-year director/officer ban with conditions
  • 3-year investor relations ban
  • An undertaking to comply with the Securities Act and Securities Rules

Supporting Documents:

Violation:

  • Illegal distribution
  • Unregistered advising
  • Prohibited representations
  • Misrepresentation
  • Breach of the Securities Act and Temporary Orders
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$2,500 plus $2,500 in costs