DISCIPLINED PERSONS LIST
[Print]
| Name | Garrod, Randall Kane |
|---|---|
| Date of Order or Settlement | October 26, 2001 |
| Banned Until | October 26, 2006 |
| Sanction |
30 days imprisonment and 90 days probation (Courts) 5-year trading ban (BCSC) 5-year director/officer ban (BCSC) 5-year investor relations ban (BCSC) |
| Payment Agreed / Ordered |
Order to make resitution (Courts) $5,000 plus $6,143.74 (BCSC) |
| Violation |
Theft (Courts) Failure to deal fairly, honestly and in good faith with a client (BCSC) |
| Ruling Body | BCSC / Courts |
| Supporting Documents |
Decision on Costs 
|
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