DISCIPLINED PERSONS LIST

Name Garrod, Randall Kane
Date of Order or Settlement October 26, 2001
Banned Until October 26, 2006
Sanction

30 days imprisonment and 90 days probation (Courts)

5-year trading ban (BCSC)

5-year director/officer ban (BCSC)

5-year investor relations ban (BCSC)

Payment Agreed / Ordered

Order to make resitution (Courts)

$5,000 plus $6,143.74 (BCSC)

Violation

Theft (Courts)

Failure to deal fairly, honestly and in good faith with a client (BCSC)

Ruling Body BCSC / Courts
Supporting Documents

Decision New window

Decision on Costs New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.