Enforcement

Disciplined List

Swanney, James

Date of Order or Settlement:

2002-10-30
Banned Until:

2017-10-30

Sanction:

15-year trading ban
15-year director/officer ban with conditions
15-year investor relations ban

Supporting Documents:

Violation:

Fraud
Failure to fulfill the duties and responsibilities of a director

Ruling Body:

BCSC

Payment Agreed/Ordered:

$35,000 plus costs