DISCIPLINED PERSONS LIST
[Print]
| Name | Tamaki, Michael |
|---|---|
| Date of Order or Settlement | December 12, 1995 |
| Banned Until | June 8, 1996 |
| Sanction | 6-month suspension of registration with conditions |
| Payment Agreed / Ordered | $25,000 |
| Violation |
Trading in violation of a cease trade order Unauthorized trading |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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