DISCIPLINED PERSONS LIST

Name Tong, Richard
Date of Order or Settlement March 27, 1996
Banned Until March 27, 2001
Sanction

5-year trading ban

5-year director/officer ban with conditions

Payment Agreed / Ordered $15,000 plus $2,083.80 in costs
Violation Unregistered distribution
Ruling Body BCSC
Supporting Documents

Decision/Order - March 27, 1996 New window

Decision on Costs - September 6, 1996 New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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