Name Tong, Richard
Date of Order or Settlement March 27, 1996
Banned Until March 27, 2001

5-year trading ban

5-year director/officer ban with conditions

Payment Agreed / Ordered $15,000 plus $2,083.80 in costs
Violation Unregistered distribution
Ruling Body BCSC
Supporting Documents

Decision/Order - March 27, 1996 New window

Decision on Costs - September 6, 1996 New window
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