DISCIPLINED PERSONS LIST
[Print]
| Name | Tong, Richard |
|---|---|
| Date of Order or Settlement | March 27, 1996 |
| Banned Until | March 27, 2001 |
| Sanction |
5-year trading ban 5-year director/officer ban with conditions |
| Payment Agreed / Ordered | $15,000 plus $2,083.80 in costs |
| Violation | Unregistered distribution |
| Ruling Body | BCSC |
| Supporting Documents |
Decision/Order - March 27, 1996 
|
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