DISCIPLINED PERSONS LIST

Name Waage, Cary Alyn
Date of Order or Settlement November 19, 2001
Sanction

Permanent trading ban

Permanent director/officer ban

Permanent  investor relations ban

Payment Agreed / Ordered $100,000 plus up to $33,803 in costs
Violation

Unregistered trading

Fraud

Ruling Body BCSC
Supporting Documents

Variation Order - October 18, 2004 New window

News Release - November 21, 2001 

Decision - Penalty - November 19, 2001 New window

News Release - October 24, 2001 

Decision - Findings - October 23, 2001 New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.