Disciplined List
Warke, William Benton
-
Date of Order or Settlement:
1993-07-21 -
Banned Until:
1994-07-21
Sanction:
- 1-year trading ban
- An Order to comply with the Securities Act and Securities Regulation, B.C. Reg. 270/86
- An undertaking to complete a satisfactory course of study by June 30, 1994
Supporting Documents:
Violation:
- Unregistered trading
- Failure to file accurate insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$500