DISCIPLINED PERSONS LIST
[Print]
| Name | Warke, William Benton |
|---|---|
| Date of Order or Settlement | July 21, 1993 |
| Banned Until | July 21, 1994 |
| Sanction |
1-year trading ban An Order to comply with the Securities Act and Securities Regulation, B.C. Reg. 270/86 An undertaking to complete a satisfactory course of study by June 30, 1994 |
| Payment Agreed / Ordered | $500 |
| Violation |
Unregistered trading Failure to file accurate insider reports |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order
|
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