DISCIPLINED PERSONS LIST

Name Warke, William Benton
Date of Order or Settlement July 21, 1993
Banned Until July 21, 1994
Sanction

1-year trading ban

An Order to comply with the Securities Act and Securities Regulation, B.C. Reg. 270/86

An undertaking to complete a satisfactory course of study by June 30, 1994

Payment Agreed / Ordered $500
Violation

Unregistered trading

Failure to file accurate insider reports

Ruling Body BCSC
Supporting Documents Settlement/Order  New window
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