DISCIPLINED PERSONS LIST
[Print]
| Name | Wenzel, Leo |
|---|---|
| Date of Order or Settlement | October 14, 1992 |
| Sanction |
An undertaking to comply with the Securities Act and Securities Regulation, B.C. Reg. 270/86 |
| Payment Agreed / Ordered | $2,500 in costs |
| Violation |
Failure to file Change of Control and Share Purchases disclosure documents Unregistered distribution |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order
|
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