Enforcement

Disciplined List

Whorley, Donald Lynn

Date of Order or Settlement:

1997-02-18
Banned Until:

2012-02-18

Sanction:

15-year trading ban (1997)
15-year director/officer ban with conditions (1997)
5-year trading ban (1993)
5-year director/officer ban (1993)

Supporting Documents:

Violation:

Unregistered distribution (1997)
Failure to fulfill responsibilities of a director (1997)
Failure to disclose material facts (1997)
Fraud (1993)

Ruling Body:

BCSC

Payment Agreed/Ordered:

$15,000 (1997)

$ 9,872.66 in costs (1993)