Disciplined List
Williams, Regan Michael
-
Date of Order or Settlement:
1990-01-12 -
Banned Until:
1994-10-13
Sanction:
- 5-year trading ban (Amanda and Bateaux Resources)
- 5-year director/officer ban (Amanda and Bateaux Resources)
Supporting Documents:
Violation:
- Failure to disclose a material contract (Amanda Resources)
- Failure to disclose a material contract (Bateaux Resources)
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 in costs (Amanda Resources)