Disciplined List
Gill, Khem Singh
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Date of Order or Settlement:
2003-04-23 -
Banned Until:
2023-04-23
Sanction:
- 20-year purchasing ban with conditions (2003)
- 20-year trading ban with conditions (2003)
- 20-year director/officer ban with conditions (2003)
- 20-year investor relations ban with conditions (2003)
- An undertaking to comply with the Securities Act, the Securities Rules, and all applicable regulations, policies and guidelines (2003)
- 2-year trading ban (1991)
- 2-year director/officer ban (1991)
Supporting Documents:
Violation:
- Fraud (2003)
- Unregistered trading (2003)
- Misrepresentation (2003)
- Unregistered distribution (2003)
- Acting contrary to the public interest (2003)