Disciplined List
Gleeson, Patrick Joseph
-
Date of Order or Settlement:
1998-12-04 -
Banned Until:
2000-12-04
Sanction:
- 2-year trading ban with conditions
- 2-year director/officer ban
Supporting Documents:
Violation:
-
Stock Manipulation
Ruling Body:
BCSCPayment Agreed/Ordered:
$8,000 plus $2,000 in costs