DISCIPLINED PERSONS LIST
[Print]
| Name | Goldman, Mark |
|---|---|
| Date of Order or Settlement | November 19, 2001 |
| Sanction |
Permanent trading ban Permanent director/officer ban Permanent investor relations ban |
| Payment Agreed / Ordered | $100,000 plus up to $33,803 in costs |
| Violation |
Unregistered trading Fraud |
| Ruling Body | BCSC |
| Supporting Documents |
Variation Order - October 18, 2004 News Release - November 21, 2001
Decision - Penalty - November 19, 2001 |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.