| Name |
Gray,
Renee Elizabeth |
| Date of Order or Settlement |
February 3, 1993 |
| Sanction |
An undertaking to comply with the Securities Act , the Securities Reguation, B.C. Reg. 270/86 and any applicable policies |
| Payment Agreed / Ordered |
$1,000 |
| Violation |
Acting as a Mutual Fund salesperson without registration |
| Ruling Body |
BCSC |
| Supporting Documents |
Settlement/Order
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.