Disciplined List
Zucchet, Dale
-
Date of Order or Settlement:
2014-01-17 -
Banned Until:
2019-01-16
Sanction:
5-year ban from purchasing and trading in securities or exchange contracts (with conditions) (2014)- 5-year director/officer ban (with conditions) (2014)
- 5-year ban from becoming or acting as a promoter (with conditions) (2014)
- 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions) (2014)
- 5-year investor relations ban (with conditions) (2014)
Supporting Documents:
Violation:
- Illegal distribution
- Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$15,000