Disciplined List
Harris, Douglas R.G.
-
Date of Order or Settlement:
1989-03-10 -
Banned Until:
2014-03-10
Sanction:
- 25-year trading ban
- 25-year director/officer ban
Supporting Documents:
Violation:
- Fraud
- Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$4,000 in costs