Disciplined List
Hemingson, Errol
-
Date of Order or Settlement:
1991-07-25 -
Banned Until:
2011-07-25
Sanction:
- 20-year trading ban
- 20-year director/officer ban with conditions
Supporting Documents:
Violation:
- Misappropriation of company funds
- Misrepresentation
- Failure to file insider reports
- Failure to fulfill the duties and responsibilities of a director
- Failure to act honestly, in good faith, and in the best interests of the client
Ruling Body:
BCSCPayment Agreed/Ordered:
$11,340.75 in costs