DISCIPLINED PERSONS LIST
[Print]
| Name | Herndl, Max |
|---|---|
| Date of Order or Settlement | December 22, 1994 |
| Sanction |
An undertaking to issue an amended Offering Agreement and to offer investors the right of rescission An undertaking to comply with the Securities Act and associated Rules and Regluations |
| Payment Agreed / Ordered | $10,000 |
| Violation |
Misrepresentation Failure to disclose material facts |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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