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Enforcement

Disciplined List

Mesidor, Jefferson Franklin

  • Date of Order or Settlement:

    2013-10-21

Sanction:

  • Permanent ban from purchasing and trading in securities or exchange contracts
  • Permanent director/officer ban
  • Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
  • Permanent investor relations ban

Supporting Documents:

Violation:

    Fraud

Ruling Body:

BCSC

Payment Agreed/Ordered:

$16,000 in disgorgement plus an administrative penalty of $75,000