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Disciplined List

Hoehn, Walter

  • Date of Order or Settlement:

    1993-02-02

Sanction:

    An undertaking to comply with the Securities Act and Securities Regulation, S.B.C. Reg 270/86

Supporting Documents:

Violation:

    Failure to comply with the restrictions placed on the stock transactions of control persons

Ruling Body:

BCSC

Payment Agreed/Ordered:

$2,000