DISCIPLINED PERSONS LIST
[Print]
| Name | Holoboff, Mervin Derrick aka Holoboff, Derrick Mervin Constance |
|---|---|
| Date of Order or Settlement | July 20, 1993 |
| Banned Until | July 20, 2018 |
| Sanction |
25-year trading ban with conditions (BCSC) 25-year director/officer ban with conditions (BCSC) Lifetime trading ban (ASC) |
| Violation |
Unregistered advising (ASC) Unregistered trading (ASC) Unregistered distribution (ASC) Misrepresentation (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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