DISCIPLINED PERSONS LIST

Name Holoboff, Mervin Derrick aka Holoboff, Derrick Mervin Constance
Date of Order or Settlement July 20, 1993
Banned Until July 20, 2018
Sanction

25-year trading ban with conditions (BCSC)

25-year director/officer ban with conditions (BCSC)

Lifetime trading ban (ASC)

Violation

Unregistered advising (ASC)

Unregistered trading (ASC)

Unregistered distribution (ASC)

Misrepresentation (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents

Decision/Order New window

News Release

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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