Disciplined List
Hooi, Joseph Ernest
-
Date of Order or Settlement:
1993-05-06 -
Banned Until:
2018-04-19
Sanction:
- 25-year trading ban
- 25-year director/officer ban
Supporting Documents:
Violation:
- Fraud
- Failure to file insider reports
- Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000