Enforcement

Disciplined List

Henry, Ronald James

Date of Order or Settlement:

2001-09-25
Banned Until:

2011-09-25

Sanction:

10-year trading ban with conditions
10-year director/officer ban with conditions
10-year investor relations ban

Supporting Documents:

Violation:

Unregistered distribution
Unregistered advising

Ruling Body:

BCSC

Payment Agreed/Ordered:

$25,000 plus $14,459.70 in costs