Disciplined List
Hrappstead, Kenneth Walter
-
Date of Order or Settlement:
1999-04-07 -
Banned Until:
2001-04-07
Sanction:
- 2-year trading ban
- 2-year director/officer ban with conditions
- 2-year investors relations ban with conditions
Supporting Documents:
Violation:
- Unregistered advising
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,500