DISCIPLINED PERSONS LIST
[Print]
| Name | Hughes, M. Ward |
|---|---|
| Date of Order or Settlement | November 18, 1997 |
| Banned Until | November 18, 1998 |
| Sanction |
1-year director officer ban 1-year investor relations ban |
| Payment Agreed / Ordered | $1,000 in costs |
| Violation |
Prohibited representations Unregistered distribution Misrepresentations |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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