Disciplined List
Hughes, M. Ward
-
Date of Order or Settlement:
1997-11-18 -
Banned Until:
1998-11-18
Sanction:
- 1-year director officer ban
- 1-year investor relations ban
Supporting Documents:
Violation:
- Prohibited representations
- Unregistered distribution
- Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 in costs