Disciplined List
Chung, Kenneth Dean
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Date of Order or Settlement:
2013-12-20 -
Banned Until:
2018-12-20
Sanction:
- 5-year director/officer ban
- 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 5-year investor relations ban
A requirement to disseminate information about 0804469 B.C. Ltd. to the public
Supporting Documents:
Violation:
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Illegal distribution