Disciplined List
Jeffs, Richard Norman
-
Date of Order or Settlement:
2007-04-24 -
Banned Until:
2012-04-24
Sanction:
- An Order to comply fully with the Securities Act, Securities Rules and regulations (2007)
- 5-year investor relations ban (2007)
- Must complete a course acceptable to the Superintendent concerning directors' and officers' duties prior to acting as a director, officer, or promoter of any reporting issuer other than Braemount Resources Ltd (1991)
Supporting Documents:
Violation:
- Acting contrary to the public interest (2007)
- Violation of Listing Agreement and Policies of the Vancouver Stock Exchange (see Settlement/Order) (1991)
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 (1991)